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Trial registered on ANZCTR
Registration number
ACTRN12623000347662
Ethics application status
Approved
Date submitted
9/03/2023
Date registered
3/04/2023
Date last updated
3/04/2024
Date data sharing statement initially provided
3/04/2023
Type of registration
Retrospectively registered
Titles & IDs
Public title
The potential benefit of air purifiers in the rooms of residents in Australian Aged Care Facilities
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Scientific title
Identifying the effect of air purifiers on the incidence of Acute Respiratory Infections (ARIs) among residents in Australian Residential Aged Care Facilities (RACFs): A Randomised Control Trial
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Secondary ID [1]
309011
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Nil known
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Universal Trial Number (UTN)
U1111-1288-5784
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Trial acronym
CAFACS (Clean Air For Aged Care Study)
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Acute Respiratory Infections
329055
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Condition category
Condition code
Infection
326035
326035
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0
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Studies of infection and infectious agents
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Respiratory
326294
326294
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0
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Other respiratory disorders / diseases
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
The project is a clinical trial using air purifiers. The air purifier with HEPA filter is the intervention for the trial.
-The air purifier with a High-Efficiency Particulate Absorbing (HEPA) filter will be placed in the resident's room and turned on continuously for 24 hours. The participants will be exposed to the effect of air filtration for a minimum of 8 hours per day for 3 months.
-The intervention will be administered by Ph.D. student
-The adherence to the intervention will be monitored by utilising a cross-sectional observational audit. The nominated staff will record any breakout period with a long gap in participants’ exposure to air purifiers.
- 1 week washout period will be applied between 2 crossover periods. As the mean incubation and infectious period for common respiratory viral pathogens are less than 7 days, a 1-week washout period will be sufficient within this study. Where a person acquires an infection during a phase, the infection will be attributed to that phase (noting that we are measuring infection as a dichotomous variable). Because our measurement of infection is a dichotomous variable, symptoms must resolve before a new infection can be counted.
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Intervention code [1]
325453
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Treatment: Devices
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Comparator / control treatment
The air purifier with no HEPA filter will be the control or comparator for the trial.
The project is a clinical trial using air purifiers.
-The air purifier without a HEPA filter will be placed in the resident's room and turned on continuously for 24 hours. The participants in the control group will be exposed to zero filtration for 24 hours for 3 months.
-the Ph.D. student will administer the comparator for this trial
-The adherence to the comparator will be monitored by utilizing a cross-sectional observational audit. The nominated staff will record any breakout period with a long gap in participants’ exposure to air purifiers without HEPA filters,
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Control group
Active
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Outcomes
Primary outcome [1]
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Any change in the occurrence of acute respiratory infections (ARI) in which case ARI is defined as the sudden/acute onset of at least one of the following four respiratory symptoms:
o cough
o sore throat
o shortness of breath
o coryza
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o a clinician’s judgment that the illness is due to an infection
The outcome will be assessed by a review of medical records including laboratory records. The confirmed infection will be determined by nasal or oral swab results.
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Assessment method [1]
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Timepoint [1]
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The effectiveness of treatment will be assessed by comparing the proportion of infections over the two cross-over study periods. the incidence of respiratory infections will be assessed monthly.
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Secondary outcome [1]
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Time to the first infection for participants.
The outcome will be assessed by a review of medical records including laboratory records. The confirmed infection will be determined by nasal or oral swab results.
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Assessment method [1]
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Timepoint [1]
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Tests or measurements occur Monthly through a review of medical records including those previewed monthly after the commencement of the study until the study is completed (around 7 months).
Symptoms onset of ARI or pathology / rapid antigen test date will be used to determine the date of diagnosis.
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Secondary outcome [2]
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The number of visits to an emergency department due to an ARI
The outcomes will be assessed through a review of Medical records including those previewed monthly after the commencement of the study until the study is completed (around 7 months).
Symptoms onset of ARI or pathology / rapid antigen test date will be used to determine the date of diagnosis”.
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Assessment method [2]
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Timepoint [2]
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The outcomes will be assessed by a monthly review of medical records for a maximum duration of 7 months (until the study is completed).
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Secondary outcome [3]
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The number of hospital admissions due to ARI
The outcomes will be assessed through a review of medical records including those previewed monthly after the commencement of the study until the study is completed (around 7 months).
Symptoms onset of ARI or pathology / rapid antigen test date will be used to determine the date of diagnosis”.
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Assessment method [3]
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Timepoint [3]
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The outcomes will be assessed by a monthly review of medical records for a maximum duration of 7 months (until the study is completed
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Secondary outcome [4]
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The number of medical consultations including GP and NP reviews due to an ARI.
The outcomes will be assessed through a review of Medical records including those previewed monthly after the commencement of the study until the study is completed (around 7 months).
Symptoms onset of ARI or pathology / rapid antigen test date will be used to determine the date of diagnosis”.
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Assessment method [4]
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Timepoint [4]
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The outcomes will be assessed by a monthly review of medical records for a maximum duration of 7 months (until the study is completed
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Eligibility
Key inclusion criteria
At the time of project commencement; the participants must:
o be a permanent resident of an Australian Residential Aged Care Facility enrolled in the study,
o reside in a private room (i.e., not a shared room).
o not be on palliative Trajectory-C comfort care.
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Minimum age
18
Years
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Maximum age
No limit
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Sex
Both males and females
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Can healthy volunteers participate?
No
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Key exclusion criteria
At the time of project commencement, particpants:
o are respite residents.
o reside in shared rooms,
o are on palliative Trajectory-C comfort care,
o are unable to provide consent and require public guardian approval.
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Study design
Purpose of the study
Prevention
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Allocation to intervention
Randomised controlled trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
Prior to the enrolment of participants, all air purifiers in the study will be pre-labeled. Air purifiers will either have a HEPA filter removed (control) or will have the air purifier remain in place (intervention). A database listing the air purifier (label) and whether it is a control or intervention will be established. This database will be held by researcher 1. Other members of the research team will enrol participants. When a participant is enrolled, the researcher will notify researcher 1 of their name. No other baseline or demographic data will be provided.
Allocation concealment will be ensured as researcher 1 (the researcher who will not be involved in the enrolment (including recruitment and consent), data collection, or decisions regarding the outcome ) will not disclose the outcome of randomisation to the remainder of the team and will hold the allocation in a password-protected database on a file not accessible to the remainder of the team. Upon the immediate commencement of the trial at a site and after all baseline data is collected, researcher 1 will inform the remainder of the team of which air purifier should be provided to which participant. As air purifiers are already pre-labeled, researchers allocating the air purifiers to participants will not be able to visually tell whether an air purifier has a filter (intervention) or not (control).
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
Researcher 1 will randomise participants using a protocol of block randomisation stratified by site. Randomisation will occur in a 1:1 ratio into one of the two sequences of intervention and control groups using a computer-generated randomisation schedule.
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Masking / blinding
Blinded (masking used)
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Who is / are masked / blinded?
The people receiving the treatment/s
The people administering the treatment/s
The people assessing the outcomes
The people analysing the results/data
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Intervention assignment
Crossover
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Other design features
The trial will be a multi-center double-blind randomised two-period two-treatment crossover design.
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Phase
Not Applicable
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Type of endpoint/s
Efficacy
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Statistical methods / analysis
Sample size
An estimate of a 50% reduction in ARI by keeping 40% as the current incidence rate requires a 40% respiratory infection proportion in the control group and a 20% proportion in the treatment group. For the AB-BA sequence of the crossover trial, the required number of participants will be 94 in total i.e., 47 for the AB sequence and another 47 for the BA sequence. Assuming the proportion of respiratory infections under control conditions is 40% and the expected proportion of respiratory infections is 20% when using air purification, a cross-over trial with 94 participants (47 in each sequence) will have 80% power to detect this difference at the 5% significance level. This corresponds to an odds ratio of 0.375 for air purification (filtration) vs control (no filtration)..
Primary outcome
The effectiveness of treatment will be assessed by comparing the proportion of infections over the two cross-over study periods. Each participant will have a binary outcome, no infection, and infection, for their control and intervention study period and analysis will include fixed effect for each site. The treatment effect will be measured using logistic regression mixed effects models, where the main effects in the model will be treatment, study collection time, and cross over design characteristics. A random intercept effect for an individual will correct for non-independent observations made between the cross over study periods. The model will estimate an odds ratio that will compare the odds of infection when having air filtration active against not having air filtration active.
As the mean incubation and infectious period for common respiratory viral pathogens is less than 7 days, a 1-week washout period will be sufficient within this study. Where a person acquires an infection during a phase, the infection will be attributed to that phase (noting that we are measuring infection as a dichotomous variable). Because our measurement of infection is a dichotomous variable, symptoms must resolve before a new infection can be counted.
Secondary outcome
Time to respiratory infection will be modelled using survival analysis with lost-to-follow-up and death to be considered as censoring events. Kaplan-Meir curves will be used to estimate the survival function. A mixed-effect cox regression model will be used to assess the change in hazards between the treatment and control arms of the study, where a random effect will account for within patient correlation. The effect of the treatment will be assessed by the hazard ratio, which will compare the change in hazards between the two-treatment cross-over arms.
Assuming the proportion of respiratory infections under control conditions is 40% and the expected proportion of respiratory infections is 20% when using air purification, a cross-over trial with 94 participants (47 in each sequence) will have 80% power to detect this difference at the 5% significance level. This corresponds to an odds ratio of 0.375 for air purification vs control.
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Recruitment
Recruitment status
Completed
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Date of first participant enrolment
Anticipated
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Actual
6/03/2023
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Date of last participant enrolment
Anticipated
3/04/2023
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Actual
4/04/2023
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Date of last data collection
Anticipated
12/04/2023
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Actual
31/10/2023
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Sample size
Target
94
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Accrual to date
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Final
135
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Recruitment in Australia
Recruitment state(s)
NSW
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Recruitment postcode(s) [1]
39569
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2430 - Taree
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Funding & Sponsors
Funding source category [1]
313224
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Government body
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Name [1]
313224
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University of Newcastle .
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Address [1]
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University Dr, Callaghan NSW 2308
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Country [1]
313224
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Australia
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Primary sponsor type
University
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Name
University of Newcastle
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Address
University Dr, Callaghan NSW 2308
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Country
Australia
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Secondary sponsor category [1]
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None
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Name [1]
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none
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Address [1]
314949
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none
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Country [1]
314949
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Ethics approval
Ethics application status
Approved
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Ethics committee name [1]
312454
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Hunter New England (HNE) Human Research Ethics Committee
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Ethics committee address [1]
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HNELHD Research Office, John Hunter Hospital Mail Room, Lookout Rd, New Lambton Heights NSW 2305
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Ethics committee country [1]
312454
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Australia
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Date submitted for ethics approval [1]
312454
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28/11/2022
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Approval date [1]
312454
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03/02/2023
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Ethics approval number [1]
312454
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2022/PID02776
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Summary
Brief summary
.It is now widely accepted that respiratory viruses are transmitted via aerosols. This study will use air purifiers with HEPA filters in the rooms of residents of RACFs. It intends to examine the effect of air purification through filtration on the incidence of acute respiratory infections in RACFs. It will help to identify whether air purifiers could be used to decrease the burden of acute respiratory infections in residential aged care settings.
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Trial website
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Trial related presentations / publications
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Public notes
Findings from the research will be communicated to participants, guardians, and facility staff of the participating facilities through newsletters, email bulletins, and publicly available reports. Details on how to access the research findings will be made available to residents, guardians, and staff of participating facilities. If there were incidental findings of note that may have implications for the facility and may require action (i.e., clinical care implications), they will also be shared. Importantly, there will not be any re-identifiable participant data at such a point in time. As the data collection is used to determine whether a person has an infection or not (and the type of infection), we do not envisage a major risk of incidental findings. .
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Contacts
Principal investigator
Name
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Mrs Bismi Thottiyil Sultanmuhammed Abdul Khadar
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Address
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School of Nursing and Midwifery, University of Newcastle; University Dr, Callaghan NSW 2308
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Country
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Australia
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Phone
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+61405087353
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Fax
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Email
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[email protected]
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Contact person for public queries
Name
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Brett Mitchell
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Address
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School of Nursing and Midwifery, University of Newcastle; University Dr, Callaghan NSW 2308
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Country
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Australia
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Phone
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+61 02 4349 4536
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Fax
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Email
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[email protected]
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Contact person for scientific queries
Name
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Brett Mitchell
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Address
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School of Nursing and Midwifery, University of Newcastle; University Dr, Callaghan NSW 2308
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Country
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Australia
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Phone
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+61 02 4349 4536
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Fax
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Email
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[email protected]
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Data sharing statement
Will individual participant data (IPD) for this trial be available (including data dictionaries)?
Yes
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What data in particular will be shared?
Full de-identified facility-based infection data sets.
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When will data be available (start and end dates)?
Data will be available following publication, no end date has been decided yet.
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Available to whom?
Available to Participating facilities
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Available for what types of analyses?
To inform local priorities and practices.
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How or where can data be obtained?
Full de-identified data sets and statistical codes will only be available by contacting a chief investigator and providing the appropriate ethical approvals. The principal investigator can be contacted via email at
[email protected]
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What supporting documents are/will be available?
No Supporting Document Provided
Doc. No.
Type
Citation
Link
Email
Other Details
Attachment
18366
Ethical approval
385417-(Uploaded-16-02-2023-18-31-55)-Study-related document.pdf
18368
Informed consent form
informed consent form (participant)
385417-(Uploaded-16-02-2023-18-33-54)-Study-related document.docx
18369
Informed consent form
Informed consent form (Guardian)
385417-(Uploaded-16-02-2023-18-34-49)-Study-related document.docx
18370
Other
Participant information statement
385417-(Uploaded-16-02-2023-18-35-51)-Study-related document.docx
18371
Other
Participant information statement (Guardian)
385417-(Uploaded-16-02-2023-18-36-29)-Study-related document.docx
Results publications and other study-related documents
Documents added manually
No documents have been uploaded by study researchers.
Documents added automatically
Source
Title
Year of Publication
DOI
Embase
Air purifiers for reducing the incidence of acute respiratory infections in australian residential aged care facilities: A study protocol for a randomised control trial.
2023
https://dx.doi.org/10.1016/j.idh.2023.05.006
N.B. These documents automatically identified may not have been verified by the study sponsor.
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