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Trial registered on ANZCTR
Registration number
ACTRN12624000145505
Ethics application status
Approved
Date submitted
14/12/2023
Date registered
15/02/2024
Date last updated
4/06/2024
Date data sharing statement initially provided
15/02/2024
Type of registration
Prospectively registered
Titles & IDs
Public title
NEOSTeM (NEOnatal STroke Mesenchymal Stem Cell) Trial: Assessing the Safety of Mesenchymal Stem Cells for Babies with Stroke
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Scientific title
A Phase I Dose Escalation Safety Trial of Repeated Mesenchymal Stem Cell Treatment for Neonatal Stroke
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Secondary ID [1]
309105
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None
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Universal Trial Number (UTN)
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Trial acronym
NEOSTeM Trial
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Term/near term neonatal stroke
329186
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Condition category
Condition code
Neurological
326151
326151
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0
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Other neurological disorders
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Stroke
329219
329219
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0
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Ischaemic
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Reproductive Health and Childbirth
329220
329220
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0
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Complications of newborn
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
Allogenic mesenchymal stem/stromal cells (MSCs). Supplied and formulated in cryoprotectant medium. The product is cryopreserved in the vapour phase of liquid nitrogen (cells prepared/manufactured years in advance). Prior to intravenous administration, the product is rapid-thawed at the clinical site in a neonatal intensive care setting.
Participants are treated in this dose-escalations study at 2- (low dose) or 5-million (high dose) cells/kg body weight. Enrollment across the two groups occurs sequentially. Treatment is administered twice. The first dose will commence within 72 hours of stroke confirmation via MRI, with the second 48-72 hours later. Intervention administration, dosing and adherence are recorded in site logs.
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Intervention code [1]
325551
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Treatment: Other
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Comparator / control treatment
No control group.
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Control group
Uncontrolled
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Outcomes
Primary outcome [1]
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To assess the immediate safety of MSCs for neonatal stroke assessed via the occurrence of AEs and SAEs. All safety events will be captured, with some prespecified and graded based on severity. These include infusion reactions, infection, local site reactions and changes to vital signs and respiratory support. Data are collected from medical records and continuous physiological monitoring within neonatal intensive care.
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Assessment method [1]
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Timepoint [1]
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During each infusion and up to 48 hours after the last infusion. Formal reporting of vitals will be taken immediately prior to the infusion, every 5 minutes during the infusion, 15 minutes after the infusion and then every 4 hourly or as clinically indicated.
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Secondary outcome [1]
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To assess the follow-up safety of MSCs for neonatal stroke via the occurrence of AEs and SAEs. All safety events will be captured, with some assessed against prespecified outcomes and graded based on severity. Follow up will occur either during hospital stay in-person, via Telehealth/phone call if discharged or via in-person follow-ups (in-home or clinic).
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Assessment method [1]
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Timepoint [1]
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Follow-up assesment with parent reported safety, including later emerging treatment reactions, changes to medical care/rehospitalisation or concerns from medical specialists at 7 and 14 days after the final infusion and at both 12-14 and 16-18 weeks term corrected age.
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Secondary outcome [2]
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To assess the follow-up safety of MSCs for neonatal stroke via clinical assessments. Clinical assessments include General Movements Assessment, Hammersmith Infant Neurological Examination and the Hand Assessment for Infants. Together, these assessments predict long-term disability. Follow up will occur via in-person follow-ups (in-home or clinic).
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Assessment method [2]
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Timepoint [2]
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Clinical assessments are completed at both 12-14 and 16-18 weeks term corrected age.
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Secondary outcome [3]
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To evaluate the feasibility of treating with MSCs in neonates with stroke. Measured via summarised data of consent rate, recruitment rate, mean time to treat with first and second infusion and rate of capture of follow up clinical assessments at 12-14 and 16-18 weeks. All outcomes are assessed from study-specific records, with rate of capture of follow up assessed via study specific- and medical records.
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Assessment method [3]
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Timepoint [3]
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Feasibility of treatment will be captured at various times spanning recruitment to study completion.
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Secondary outcome [4]
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To evaluate the acceptability of treating with MSCs in neonates with stroke via parent acceptability questionnaires. These questionnaires were designed specifically for this study and comprise short prompts and 5-point Likert-scale responses. Sekon’s Theoretical Framework of Acceptability was used to guide questionnaires development, and drafts were piloted on consumer representatives.
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Assessment method [4]
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Timepoint [4]
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Within the first week following participant treatment.
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Secondary outcome [5]
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To evaluate the acceptability of treating with MSCs in neonates with stroke via clinician acceptability questionnaires. These questionnaires were designed specifically for this study and comprise short prompts and 5-point Likert-scale responses. Sekon’s Theoretical Framework of Acceptability was used to guide questionnaires development, and drafts were piloted on clinician representatives.
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Assessment method [5]
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Timepoint [5]
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Within the first week following participant treatment.
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Eligibility
Key inclusion criteria
1. Term/near-term infant greater than or equal to 35 weeks’ gestation
2. Diagnosis of a stroke within the first 21 days of life, characterized by predominantly unilateral ischemic lesion within the territory of the middle cerebral artery, as confirmed by MRI
3. Infant available for treatment within 72 hours from stroke confirmation
4. Informed consent obtained from the parent
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Minimum age
No limit
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Maximum age
21
Days
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Sex
Both males and females
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Can healthy volunteers participate?
No
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Key exclusion criteria
1. Born <35 weeks’ gestation;
2. Stroke diagnosis made after 21 days of life;
3. Any proven or suspected congenital anomaly; chromosomal disorder or metabolic disorder;
4. Presence of an infection of the central nervous system;
5. Requiring or likely to require Extracorporeal Membrane Oxygenation (ECMO; contraindicated for cell therapy) life support;
6. Know positive test for HIV 1, HIV 2, hepatitis B virus, hepatitis C virus, or any other infection which in the opinion of the Investigator is likely to impact on the ability of the patient to participate in the study;
7. Venous thromboembolism currently receiving/requiring anti-coagulation;
8. No realistic prospect of survival (e.g. severe brain injury), at the discretion of the attending physician.
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Study design
Purpose of the study
Treatment
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Allocation to intervention
Non-randomised trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
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Masking / blinding
Open (masking not used)
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Who is / are masked / blinded?
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Intervention assignment
Single group
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Other design features
Dose-escalation
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Phase
Phase 1
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Type of endpoint/s
Safety
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Statistical methods / analysis
A formal Statistical Analysis Plan will not be developed for this study as it is a Phase I trial, with primary reporting of the occurrence and rate of AEs.
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Recruitment
Recruitment status
Withdrawn
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Reason for early stopping/withdrawal
Other reasons/comments
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Other reasons
Commercial partner has withdrawn support and trial no longer has access to Investigational Product.
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Date of first participant enrolment
Anticipated
3/05/2024
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Actual
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Date of last participant enrolment
Anticipated
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Actual
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Date of last data collection
Anticipated
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Actual
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Sample size
Target
12
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Accrual to date
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Final
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Recruitment in Australia
Recruitment state(s)
VIC
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Recruitment hospital [1]
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The Children's Hospital at Westmead - Westmead
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Recruitment hospital [2]
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Monash Children’s Hospital - Clayton
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Recruitment postcode(s) [1]
39683
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2145 - Westmead
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Recruitment postcode(s) [2]
39688
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3168 - Clayton
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Funding & Sponsors
Funding source category [1]
313084
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Charities/Societies/Foundations
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Name [1]
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White Coats Foundation
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Address [1]
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88 Cubitt St, Cremorne, VIC 3121
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Country [1]
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Australia
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Funding source category [2]
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Charities/Societies/Foundations
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Name [2]
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Brain Australia
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Address [2]
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Tower Two, Collins Square, 727 Collins Street, Melbourne VIC 3008 Australia
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Country [2]
313307
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Australia
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Funding source category [3]
313308
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Charities/Societies/Foundations
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Name [3]
313308
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Cerebral Palsy Alliance
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Address [3]
313308
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187 Allambie Rd, Allambie Heights NSW 2100
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Country [3]
313308
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Australia
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Primary sponsor type
Hospital
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Name
Sydney Children's Hospital Network
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Address
Cnr Hainsworth St and Hawkesbury Rd, Westmead, NSW 2145
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Country
Australia
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Secondary sponsor category [1]
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None
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Name [1]
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Address [1]
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Country [1]
317511
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Other collaborator category [1]
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Charities/Societies/Foundations
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Name [1]
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Cerebral Palsy Alliance Research Institute
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Address [1]
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Brain and Mind Centre, L4 B M02C, 88 Mallett Street, NSW
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Country [1]
282574
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Australia
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Ethics approval
Ethics application status
Approved
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Ethics committee name [1]
312329
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Sydney Children's Hospital Network Human Research Ethics Committee
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Ethics committee address [1]
312329
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Cnr Hawkesbury Road and Hainsworth Street, Westmead, NSW Australia
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Ethics committee country [1]
312329
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Australia
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Date submitted for ethics approval [1]
312329
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17/02/2023
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Approval date [1]
312329
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11/05/2023
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Ethics approval number [1]
312329
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2023/ETH00169
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Summary
Brief summary
Neonatal stroke occurs in up to 1 in 2,500 live births and can be defined as disturbances in the blood supply to the brain and includes an acute ischemic event. Up to 60% of babies diagnosed with stroke will have atypical neurological development and brain injury, including epilepsy and cerebral palsy. Current standard of care focusses on diagnosis and prompt stabilisation of symptoms such as seizures. There are no specific interventions to protect the developing brain or prevent the progression of injury. However, stem cells, particularly mesenchymal stem cells (MSCs), are a potential treatment for neonatal stroke, where early therapy may minimise lifelong impairment. This Phase I dose escalation trial assesses the safety of early and repeated systemic (intravenous) administration of MSCs for neonatal stroke at both 2- and 5-million cells/kg body weight.
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Trial website
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Trial related presentations / publications
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Public notes
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Contacts
Principal investigator
Name
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Dr Himanshu Popat
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Address
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Grace Centre for Newborn Intensive Care at The Children's Hospital at Westmead. Corner Hawkesbury Road and, Hainsworth St, Westmead NSW 2145
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Country
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Australia
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Phone
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+61 2 98452714
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Fax
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Email
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[email protected]
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Contact person for public queries
Name
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Madison Paton
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Address
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Cerebral Palsy Alliance Research Institute. Brain and Mind Centre Level 4 88 Mallett Street, Camperdown, NSW 2050; Melbourne Office, 15 William St, Melbourne.
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Country
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Australia
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Phone
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+61 2 8052 2058
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Fax
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Email
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[email protected]
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Contact person for scientific queries
Name
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Madison Paton
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Address
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Cerebral Palsy Alliance Research Institute. Brain and Mind Centre Level 4 88 Mallett Street, Camperdown, NSW 2050; Melbourne Office, 15 William St, Melbourne.
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Country
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Australia
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Phone
124276
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+61 2 8052 2058
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Fax
124276
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Email
124276
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[email protected]
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Data sharing statement
Will individual participant data (IPD) for this trial be available (including data dictionaries)?
No
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No/undecided IPD sharing reason/comment
No IPD for this trial be available at this stage. Any reasonable request for de-identified data at study completion will be considered by the Investigator team and Sponsor.
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What supporting documents are/will be available?
No Supporting Document Provided
Results publications and other study-related documents
Documents added manually
No documents have been uploaded by study researchers.
Documents added automatically
No additional documents have been identified.
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