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Trial registered on ANZCTR
Registration number
ACTRN12622000544774
Ethics application status
Approved
Date submitted
31/03/2022
Date registered
7/04/2022
Date last updated
21/07/2024
Date data sharing statement initially provided
7/04/2022
Type of registration
Prospectively registered
Titles & IDs
Public title
Yoga or cognitive behavioural therapy for mental health: Can our neurophysiology predict treatment efficacy?
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Scientific title
Transdiagnostic treatments for comorbid mental health disorders: Efficacy and mechanisms of yoga versus cognitive behavioural therapy
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Secondary ID [1]
306814
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None
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Universal Trial Number (UTN)
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Trial acronym
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Comorbid mental health
325897
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Condition category
Condition code
Mental Health
323204
323204
0
0
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Anxiety
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Mental Health
323205
323205
0
0
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Depression
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Mental Health
323206
323206
0
0
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Addiction
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Mental Health
323207
323207
0
0
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Other mental health disorders
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
YOGA
Yoga – a holistic practice combining mindfulness meditation, breathwork, and physical postures – is proposed to exert positive effects via improved sleep and emotion regulation, including better autonomic regulation, higher heart rate variability (HRV), and healthier sleep electroencephalography (EEG). Holistic yoga has enhanced effects over mindfulness-only interventions. Thus, yoga is a compelling, novel transdiagnostic solution for improving comorbid mental health, likely via improved sleep and emotion regulation. Meta-analyses demonstrate that yoga is efficacious for non-comorbid anxiety, major depressive (MDD), posttraumatic stress (PTSD), and alcohol use disorders. However, no study has yet assessed the efficacy of yoga for comorbid mental health. Yoga improves wellbeing and is popular, acceptable, and tolerable across a range of demographics. It has several advantages over gold standard mental health interventions like cognitive behavioural therapy (CBT), such as lower associated stigma, reduced healthcare wait times, and increased cost-effectiveness. Further, CBT response rates vary from 33-87% (average ~50%) and efficacy is lower and drop-out higher for disorders with high comorbidity (cooccurrence) rates.
The Yoga intervention is a trauma-informed protocol we designed to enhance the holistic effects of yoga on mental wellbeing, sleep, and emotion regulation. It will consist of one, 90-min group session per week for 10-weeks plus 10-15-min daily home practice (recorded via diary) and will be delivered by student yoga teachers/yoga therapists from The Yoga Space/Wisdom Yoga Institute, Perth. Student yoga teachers/yoga therapists undergoing training must deliver classes (hours) to complete their qualifications and become registered and will deliver the group yoga on this project to complete their training hours (trained and supervised by co-proprietor Dr Byrne, Yoga Teacher Level 2, Senior Member YA, ERYT-500, Yoga Alliance RPYT).
Most yoga or CBT interventions with mental health efficacy average 8-12 sessions in total. In a 2021 Perth-based pilot randomised controlled trial (RCT) of yoga versus CBT for transdiagnostic mental health (N=12; 100% retention), we found that aligning schedules with school terms (i.e., 10 weekly sessions) was most feasible in Perth.
Yoga sessions will be audio recorded to assess protocol adherence. Group interventions will be conducted either in-person or via telehealth (pragmatic design) to increase scope and reach across Australia and to comply with general health recommendations and/or government mandates during the global pandemic, as necessary.
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Intervention code [1]
323281
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Treatment: Other
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Intervention code [2]
323282
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Rehabilitation
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Intervention code [3]
323283
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Behaviour
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Comparator / control treatment
COGNITIVE BEHAVIOURAL THERAPY (CBT)
CBT is the first-line, gold standard, evidence-based treatment for mental health and therefore is an ideal active control comparison. The CBT for this trial is the Unified Protocol, a well-established, manualised, transdiagnostic CBT developed for emotional disorders and/or emotion regulation. It is effective for anxiety, MDD, PTSD, alcohol use, comorbidity, group delivery, and is equivalent to disorder-specific CBT.
CBT will consist of one, 90-min group session per week for 10-weeks plus 10-15-min daily home practice (recorded via diary) to match the Yoga intervention. It will be delivered by Murdoch postgraduate clinical psychology students (supervised by Dr Mathersul, registered psychologist with clinical psychology endorsement, board-approved clinical psychology supervisor).
As per the Yoga intervention, CBT sessions will be audio recorded to assess protocol adherence. Group interventions will be conducted either in-person or via telehealth (pragmatic design) to increase scope and reach across Australia and to comply with general health recommendations and/or government mandates during the global pandemic, as necessary.
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Control group
Active
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Outcomes
Primary outcome [1]
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Kessler Psychological Distress Scale (K10)
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Assessment method [1]
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Timepoint [1]
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Primary outcome [2]
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Anxiety and Related Disorders Interview Schedule for DSM-5 (ADIS-5) clinical severity ratings for primary and comorbid mental health disorders.
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Assessment method [2]
330963
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Timepoint [2]
330963
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [1]
408271
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Depression Anxiety Stress Scale (DASS-21)
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Assessment method [1]
408271
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Timepoint [1]
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [2]
408272
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PTSD Checklist for DSM-5 (PCL-5)
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Assessment method [2]
408272
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Timepoint [2]
408272
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [3]
408273
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Alcohol Use Disorders Identification Test (AUDIT)
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Assessment method [3]
408273
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Timepoint [3]
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [4]
408274
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Suicidal Ideation Attributes Scale (SIDAS)
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Assessment method [4]
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Timepoint [4]
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [5]
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World Health Organisation Well-being Index (WHO5)
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Assessment method [5]
408275
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Timepoint [5]
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [6]
408276
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World Health Organisation Disability Assessment Schedule (WHODAS)
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Assessment method [6]
408276
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Timepoint [6]
408276
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [7]
408277
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Mental Health Continuum (MHC-SF)
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Assessment method [7]
408277
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Timepoint [7]
408277
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Baseline, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [8]
408278
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Pittsburgh Sleep Quality Index (PSQI)
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Assessment method [8]
408278
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Timepoint [8]
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Baseline, mid-treatment, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [9]
408279
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Perth Emotion Regulation Competency Inventory (PERCI)
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Assessment method [9]
408279
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Timepoint [9]
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Baseline, mid-treatment, post-intervention/end-of-treatment, 3-month follow-up, 6-month follow-up
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Secondary outcome [10]
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Ecological Momentary Assessment (EMA) across 1-week, assessing sleep and emotion regulation in daily life via smartphone app
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Assessment method [10]
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Timepoint [10]
408280
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Baseline, post-intervention/end-of-treatment
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Secondary outcome [11]
408281
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Actigraphy (sleep biomarker) via wristwatches worn for 1-week concurrently with EMA/HRV
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Assessment method [11]
408281
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Timepoint [11]
408281
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Baseline, post-intervention/end-of-treatment
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Secondary outcome [12]
408282
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Heart Rate Variability (HRV; emotion regulation biomarker) via ambulatory (chest monitors) worn for 1-week concurrently with EMA/actigraphy AND 5-min resting-state
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Assessment method [12]
408282
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Timepoint [12]
408282
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Baseline, post-intervention/end-of-treatment (5-min resting-state also at mid-treatment)
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Eligibility
Key inclusion criteria
1. primary diagnosis of anxiety, major depressive (MDD), posttraumatic stress (PTSD), or alcohol use disorders
and
2. at least one comorbid mental health disorder
as assessed by the ADIS-5.
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Minimum age
18
Years
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Maximum age
No limit
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Sex
Both males and females
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Can healthy volunteers participate?
No
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Key exclusion criteria
1. active psychosis or mania
or
2. severe neurological or substance use disorder preventing engagement.
Temporary exclusion criteria (i.e., may participate when stabilised):
1. recent hospitalisation or suicide attempt (in the last 2mths);
2. recent CBT/yoga (>2 sessions in last 2mths); or
3. medication change (in the last 6wks).
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Study design
Purpose of the study
Treatment
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Allocation to intervention
Randomised controlled trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
Yes. Allocation will occur via either sealed opaque envelopes (e.g., for in-person interventions) or names and group allocation drawn out of two hats concurrently (e.g., for telehealth interventions). Allocation will occur after eligibility decisions are made.
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
Simple randomisation. Each cohort will have an equal number of Yoga and CBT sealed envelopes or names/interventions in hats, with the total number set according to the number of participants enrolled in the cohort.
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Masking / blinding
Blinded (masking used)
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Who is / are masked / blinded?
The people assessing the outcomes
The people analysing the results/data
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Intervention assignment
Parallel
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Other design features
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Phase
Not Applicable
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Type of endpoint/s
Efficacy
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Statistical methods / analysis
This study is a single-blind non-inferiority RCT design to evaluate the efficacy of yoga versus CBT (active control) for comorbid mental health.
Power Analyses (80% power; a=.05): Based on meta-analysis effect sizes for Yoga (.61-.90) and CBT (.62-1.06) and non-inferiority margins and standard deviations of the K10 (4.6, 9.4) and ADIS-5 (0.75, 1.62) primary outcome measures, a non-inferiority RCT requires N=104-120 treatment completers (up to n=60/group completers). Medium-large to large-large mediation requires N=34-74. Thus, taking a conservative approach (largest sample size) and assuming 70% retention, we will randomise N=172 participants to ensure N=120 completers.
Data Analyses:
Aim 1/Hypothesis 1 (Yoga non-inferiority to CBT): Noninferiority margins for K10 and ADIS-5 set at 4.6 and 0.75, respectively, based on previous RCTs and clinically meaningful change in scales. All analyses will be both intent-to-treat and per protocol, as recommended for non-inferiority RCTs. Mixed modelling analyses with repeated measures (K10/ADIS-5 severity over time) by group (Yoga vs. CBT) and confirmatory sensitivity analyses on self-report (DASS-21, PCL-5, AUDIT, SIDAS) and functional (WHO5, WHODAS, MHC-SF) outcome measures.
Aim 2/Hypothesis 2 (sleep and/or emotion regulation will moderate mental health outcome with Yoga vs. CBT): Mixed modelling analyses of baseline PSQI, PERCI, EMA, sleep actigraphy, HRV, predicting K10/ADIS-5 by group over time.
Aim 3/Hypothesis 3 (sleep and/or emotion regulation will mediate mental health): Mixed modelling analyses of change from baseline-to-mid-treatment of PSQI, PERCI, HRV, predicting K10/ADIS-5 severity by group.
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Recruitment
Recruitment status
Recruiting
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Date of first participant enrolment
Anticipated
25/04/2022
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Actual
12/04/2022
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Date of last participant enrolment
Anticipated
31/12/2025
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Actual
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Date of last data collection
Anticipated
1/07/2026
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Actual
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Sample size
Target
172
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Accrual to date
120
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Final
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Recruitment in Australia
Recruitment state(s)
ACT,NSW,NT,QLD,SA,TAS,WA,VIC
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Recruitment postcode(s) [1]
37224
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6150 - Murdoch
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Funding & Sponsors
Funding source category [1]
311150
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University
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Name [1]
311150
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Murdoch University
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Address [1]
311150
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90 South Street
Murdoch WA 6150
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Country [1]
311150
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Australia
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Primary sponsor type
University
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Name
Murdoch University
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Address
90 South Street
Murdoch WA 6150
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Country
Australia
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Secondary sponsor category [1]
312499
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Individual
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Name [1]
312499
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Danielle C. Mathersul
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Address [1]
312499
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Murdoch University
90 South Street
Building 440
Murdoch WA 6150
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Country [1]
312499
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Australia
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Other collaborator category [1]
282234
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Individual
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Name [1]
282234
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Peter J. Bayley
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Address [1]
282234
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VA Palo Alto Health Care System
Stanford University
3801 Miranda Ave
Palo Alto, CA 94304
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Country [1]
282234
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United States of America
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Other collaborator category [2]
282235
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Individual
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Name [2]
282235
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Peter M. McEvoy
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Address [2]
282235
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Curtin University
Centre for Clinical Interventions
Kent Street
Bentley WA 6102
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Country [2]
282235
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Australia
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Other collaborator category [3]
282236
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Individual
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Name [3]
282236
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Kristin Gainey
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Address [3]
282236
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University of Western Australia
35 Stirling Hwy
Crawley WA 6009
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Country [3]
282236
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Australia
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Other collaborator category [4]
282237
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Individual
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Name [4]
282237
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Jean Byrne
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Address [4]
282237
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The Yoga Space
6/79 Colin St
West Perth WA 6005
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Country [4]
282237
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Australia
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Other collaborator category [5]
282241
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Individual
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Name [5]
282241
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Rob Schütze
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Address [5]
282241
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Curtin University
The Yoga Space
Kent Street
Bentley WA 6102
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Country [5]
282241
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Australia
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Ethics approval
Ethics application status
Approved
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Ethics committee name [1]
310678
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Murdoch University Human Research Ethics Committee
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Ethics committee address [1]
310678
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Murdoch University 90 South Street, Murdoch WA 6150
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Ethics committee country [1]
310678
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Australia
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Date submitted for ethics approval [1]
310678
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18/12/2020
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Approval date [1]
310678
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02/02/2021
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Ethics approval number [1]
310678
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2020/511
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Summary
Brief summary
Almost half of all Australians experience a mental health disorder in their lifetime. Comorbidity is the norm and is associated with poorer functioning and lower quality of life. The COVID-19 pandemic has increased psychological distress and reduced access to gold standard mental health treatment like cognitive behavioural therapy (CBT). A paradigm shift is needed to increase the evidence-base and availability of mental health interventions. A “transdiagnostic” treatment approach where an intervention targets shared processes underlying comorbidity (e.g., sleep, emotion regulation) rather than disorder-specific symptoms is an innovative way to improve comorbid mental health. Individuals with better sleep and emotion regulation have less intense and persistent negative emotions in response to environmental stressors (e.g., pandemics, bushfires, floods), thus protecting against poor mental health. Yoga, a combination of mindfulness meditation, breathwork, and physical postures, is a compelling novel transdiagnostic solution. Yoga is efficacious for prevalent and comorbid mental health disorders among Australians: anxiety, major depressive, posttraumatic stress, and alcohol use disorders. Yet no study has assessed yoga efficacy for comorbid mental health. Yoga is popular and has several advantages over first-line CBT like lower associated stigma and wait times and increased cost-effectiveness. Yoga is proposed to exert positive effects via improved sleep and emotion regulation. This innovative research aims to establish yoga efficacy for comorbid mental health and to assess if sleep and/or emotion regulation are moderators and/or mediators of mental health outcome. It will use a non-inferiority randomised controlled trial design with CBT as the active control and both subjective (questionnaires, ecological momentary assessment) and objective (actigraphy, heart rate variability) measures of sleep and emotion regulation. This research will bring about a paradigm shift in mental health care and advance precision medicine.
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Trial website
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Trial related presentations / publications
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Public notes
Instagram: @yogacbtmurdoch Several amendments were made to the original ethics submission (including questionnaires, qualifications of CBT/yoga facilitators, investigators, intervention duration, adding tele-health options). The most recent were approved 23/03/2022.
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Contacts
Principal investigator
Name
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Dr Danielle C. Mathersul
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Address
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Murdoch University
90 South Street
Building 440
Murdoch WA 6150
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Country
118486
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Australia
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Phone
118486
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+61 8 9360 6542
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Fax
118486
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Email
118486
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[email protected]
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Contact person for public queries
Name
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Danielle C. Mathersul
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Address
118487
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Murdoch University
90 South Street
Building 440
Murdoch WA 6150
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Country
118487
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Australia
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Phone
118487
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+61 8 9360 6542
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Fax
118487
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Email
118487
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[email protected]
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Contact person for scientific queries
Name
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Danielle C. Mathersul
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Address
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Murdoch University
90 South Street
Building 440
Murdoch WA 6150
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Country
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Australia
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Phone
118488
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+61 8 9360 6542
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Fax
118488
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Email
118488
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[email protected]
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Data sharing statement
Will individual participant data (IPD) for this trial be available (including data dictionaries)?
Yes
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What data in particular will be shared?
De-identified IPD
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When will data be available (start and end dates)?
Start date: Only once all data collection is completed (including follow-up) and the primary outcomes manuscript is published.
End date: No end date.
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Available to whom?
On a case-by-case basis at the discretion of Primary Sponsor/Principle Investigator (Dr Mathersul) upon written request by researchers who provide a methodologically sound proposal.
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Available for what types of analyses?
IPD meta-analyses
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How or where can data be obtained?
Subject to approvals by Principal Investigator (
[email protected]
)
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What supporting documents are/will be available?
No Supporting Document Provided
Doc. No.
Type
Citation
Link
Email
Other Details
Attachment
15641
Study protocol
To be published
15642
Ethical approval
383857-(Uploaded-31-03-2022-16-27-40)-Study-related document.pdf
15643
Informed consent form
Available upon written request to the Primary Spon...
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Results publications and other study-related documents
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