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Trial registered on ANZCTR
Registration number
ACTRN12619000439145
Ethics application status
Approved
Date submitted
14/02/2019
Date registered
18/03/2019
Date last updated
15/06/2022
Date data sharing statement initially provided
18/03/2019
Type of registration
Prospectively registered
Titles & IDs
Public title
A pilot study of a Critical-Time Intervention (CTI) for mentally ill prisoners exiting custody, to improve mental health and criminal justice outcomes
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Scientific title
A pilot study of a Critical-Time Intervention (CTI) for mentally ill prisoners exiting custody, to improve mental health and criminal justice outcomes
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Secondary ID [1]
297413
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NSW Health Translational Research Grant Scheme H18/1636
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Universal Trial Number (UTN)
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Trial acronym
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Psychosis
311203
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Mood disorders
311205
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Condition category
Condition code
Mental Health
309823
309823
0
0
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Schizophrenia
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Mental Health
309824
309824
0
0
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Depression
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Mental Health
309825
309825
0
0
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Suicide
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Mental Health
309826
309826
0
0
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Other mental health disorders
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
The proposed low-intensity ‘critical-time’ intervention (the critical time being the transition period before and after release from prison) will involve the following:
1. The research worker (trained and experienced mental health clinician) will identify the community mental health key worker (community mental health clinician assigned as the lead or coordinating clinician for the individual) and make early contact by phone to inform the key worker about the participants involvement in the trial
2. Development of an individualized care plan for post-release mental health care: The researchers (trained and experienced mental health clinicians) will develop an individualized care plan informed by the results of prison screening that is routinely undertaken on entry to prison and on any subsequent mental health assessment/treatment in prison (by the existing mental health services in custody). The research workers will provide the individualised care plan (in the form of a completed proforma document covering the results of mental health screening and assessment undertaken in prison, mental health diagnoses made in prison, treatment provided in prison, clinical recommendations for post-release care) and provide it to the participant's community mental health team key worker following release from custody.
3. Post-release contact: The research worker will contact the key worker from the identified community mental health team by phone within two weeks of the participant's release from prison to determine if the participant has been in contact with the mental health service as planned; if offender has not made contact the researcher worker will then phone the participant to encourage contact, including by informing/reminding the participant of the contact details for the key worker
Fidelity to the intervention will be assessed by audit of the individualised care plans developed by researchers and by audit of the spreadsheet to be used by researchers to document the nature and timing of all contacts made with the participant, key worker and others for each participant. The assessment will be undertaken twice monthly during the trial.
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Intervention code [1]
313430
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Treatment: Other
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Intervention code [2]
313804
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Prevention
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Comparator / control treatment
The control group will receive treatment-as-usual (i.e. treatment currently provided by custodial mental health services within Justice Health and Forensic Mental Health Network (NSW) and treatment provided by secondary mental health services in the community following release, including clinician-initiated attempts to transfer care between services in the community and prison). Early contact with community mental health service staff will occur for the control group participants in order to confirm details, inform staff about the study and plans for post-release study follow-up but no individualised care plan will be provided prior to release and no post-release contact will be made.
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Control group
Active
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Outcomes
Primary outcome [1]
318783
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Proportion of released prisoners in each group (intervention and control) who make contact with community mental health team, and number of contacts made in the three months post-release from custody. The information will be gathered directly from the community mental health team key worker via telephone interview and from the participant also by phone interview (the participant will be interviewed in person if they have returned to custody)
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Assessment method [1]
318783
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Timepoint [1]
318783
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3 months following participant release from prison
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Primary outcome [2]
318790
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Mental health status as measured by a questionnaire developed for the study and designed to screen for current/recent (1 month) symptoms of major mental illness. The questionnaire has been adapted from a too (the Prison Mental Health Screening Tool Stage 1)l used to screen individuals entering prison in order to identify those who require further mental health assessment and treatment. Mental health status in the two groups (intervention and control) will be measured by both comparing the total score derived from the questionnaire as well as comparing the proportion in both groups who meet a pre-specified threshold for mental health services referral (determined by the results of a previous predictive validity study, augmented with prison mental health clinical input; the threshold is defined by an algorithm depending on responses to various domains covered by the tool, including the presence of active/recent symptoms of serious mental illness, a history of antipsychotic treatment prior to imprisonment, etc)
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Assessment method [2]
318790
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Timepoint [2]
318790
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The questionnaire will be administered to the participant via telephone interview at 3 months following release from prison (or in person if the participant has returned to prison)
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Secondary outcome [1]
366043
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Post-release level of functioning as assessed by questions adapted from the WHO Disability Assessment Schedule 2.0 (WHODAS 2.0) - self report and collateral information gathered from community mental health team key worker (telephone interview)
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Assessment method [1]
366043
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Timepoint [1]
366043
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At 3 months following the participant's release from prison
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Secondary outcome [2]
366044
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Rates of criminal offences and re-incarceration during the 3-months following release from custody, through checking for each participant whether any offences have been committed for which they have been charged/convicted (using Corrective Services NSW's Offender Information and Management System).
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Assessment method [2]
366044
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Timepoint [2]
366044
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At 3 months post-release from custody
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Secondary outcome [3]
366172
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Health specific outcomes (prevalence of substance use and medication compliance) as measured by self-report on interview and collection of collateral information from community mental health team key worker (phone interview) in the form of a composite secondary outcome
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Assessment method [3]
366172
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Timepoint [3]
366172
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At 3 months post release from custody
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Secondary outcome [4]
398074
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Presence of and number of mental health contacts in the 12 months post-release from custody. This is a composite outcome, with data obtained from external administrative datasets held by NSW Ambulance, the MH-Ambulatory data collection, Admitted Patient Data Collection and Emergency Department Data Collection. The Centre for Health Record Linkage (CHeReL) is involved in the data linkage component.
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Assessment method [4]
398074
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Timepoint [4]
398074
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12 months post-release from custody
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Secondary outcome [5]
398075
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Reoffence within 12 months release from custody; utilising data obtained from the BOCSAR reoffending database (ROD)
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Assessment method [5]
398075
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Timepoint [5]
398075
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12 months post-release from custody
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Eligibility
Key inclusion criteria
New prison entrants at Metropolitan Remand and Reception Centre (MRRC) who completed Reception Screening Assessment in the last 24-48 hours.
Possess physical and mental capacity to provide written informed consent in English language.
Referred to custodial mental health team by reception screening nursing staff
Charged with non-indictable offence (if on remand) or with sentence less than 6 months remaining (including parole period)
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Minimum age
18
Years
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Maximum age
No limit
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Sex
Males
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Can healthy volunteers participate?
No
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Key exclusion criteria
At risk of aggression during interview.
Charged with strictly indictable offences.
Non-parole period greater than 6 months or likely to remain in custody longer than 6 months.
Lacking capacity to consent
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Study design
Purpose of the study
Prevention
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Allocation to intervention
Randomised controlled trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
Allocation is concealed through central randomization (computer program)
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
Simple randomisation using a randomisation table created by computer software (i.e. computerised sequence generation)
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Masking / blinding
Blinded (masking used)
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Who is / are masked / blinded?
The people receiving the treatment/s
The people assessing the outcomes
The people analysing the results/data
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Intervention assignment
Parallel
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Other design features
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Phase
Not Applicable
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Type of endpoint/s
Efficacy
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Statistical methods / analysis
On average, over 100 men enter prison at the Metropolitan Remand and Reception
Centre (MRRC) in Sydney each week. We
would expect 30 prisoners to reach the validated mental health threshold on screening
(i.e. that established by the Screening Study based on diagnostic thresholds for severe
mental illness and/or referred to secondary mental health care) and thus be eligible for recruitment each week. Assuming a
conservative refusal/incapacity rate of 20%, 24 participants could be successfully
recruited each week, comfortably above the likely interview completion rate of 18 per
week for two research assistants. The proposed interview rate (2 per day) is half that
of the Screening Study on the basis that time for recruitment will need to be balanced
by time for the intervention to occur in parallel in the current project. Over nine months,
two research assistants would be thus able to recruit approximately 700 prisoners (350
in each group). Assuming attrition of 20% by the end of the follow-up period (including
those not released by the end of the study period), a total sample size of 560 would be
expected. It is important to note that health and justice records will be accessed for all
participants, providing at least some follow-up data for those lost to interview-based
follow-up. A previous study of low-intensity case management for released prisoners in
Queensland reported a mental health service contact rate of 15% in the control group
at 3 months but this study involved an unselected group of sentenced prisoners. We
would expect a much higher rate of contact in our sample selected at baseline for
mental health needs and with no exclusion of remand prisoners. A conservative
doubling of this rate to 30% would mean that a sample size of 560 will provide 80%
power (at the 0.05 probability level, two-tailed) to detect a meaningful difference
between the groups, corresponding to a relative increase in the proportion making
successful contact with community mental health services, within 3 months of release,
for those in the intervention group of 50%.
Following descriptive statistical analysis of the baseline profiles (socio-demographic,
clinical and forensic) of the two groups to assess any failure of randomisation, the
primary and secondary research questions will be pursued, using an intention to treat
analysis in the first instance (followed by an a priori per-protocol analysis excluding
those in the intervention group who did not actually receive the intervention for any
reason).
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Recruitment
Recruitment status
Completed
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Date of first participant enrolment
Anticipated
25/03/2019
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Actual
1/04/2019
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Date of last participant enrolment
Anticipated
26/06/2020
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Actual
3/03/2020
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Date of last data collection
Anticipated
31/12/2021
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Actual
30/09/2020
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Sample size
Target
560
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Accrual to date
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Final
275
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Recruitment in Australia
Recruitment state(s)
NSW
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Recruitment postcode(s) [1]
25452
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2128 - Silverwater
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Funding & Sponsors
Funding source category [1]
300910
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Government body
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Name [1]
300910
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NSW Health Translational Research Grants Scheme
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Address [1]
300910
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Locked Mail Bag 961
North Sydney NSW 2059
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Country [1]
300910
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Australia
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Primary sponsor type
Government body
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Name
Justice Health and Forensic Mental Health Network
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Address
Justice Health and Forensic Mental Health Network
Roundhouse, Long Bay Complex
1300 Anzac Parade
Malabar
NSW 2036
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Country
Australia
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Secondary sponsor category [1]
301760
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None
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Name [1]
301760
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Address [1]
301760
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Country [1]
301760
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Ethics approval
Ethics application status
Approved
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Ethics committee name [1]
301679
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Justice Health and Forensic Mental Health Network Human Research Ethics Committee
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Ethics committee address [1]
301679
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1300 Anzac Parade Matraville NSW 2036
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Ethics committee country [1]
301679
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Australia
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Date submitted for ethics approval [1]
301679
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01/06/2015
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Approval date [1]
301679
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21/09/2015
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Ethics approval number [1]
301679
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JH File No G185/14
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Ethics committee name [2]
302447
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Aboriginal Health & Medical Research Council Human Research Ethics Committee
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Ethics committee address [2]
302447
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Level 3, 66 Wentworth Avenue Surry Hills NSW 2010
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Ethics committee country [2]
302447
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Australia
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Date submitted for ethics approval [2]
302447
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21/10/2015
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Approval date [2]
302447
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29/02/2016
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Ethics approval number [2]
302447
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1137/15
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Ethics committee name [3]
302448
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Corrective Services New South Wales Ethics Committee
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Ethics committee address [3]
302448
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Level 5, Henry Deane Building 20 Lee Street Sydney NSW 2001
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Ethics committee country [3]
302448
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Australia
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Date submitted for ethics approval [3]
302448
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11/12/2015
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Approval date [3]
302448
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06/04/2016
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Ethics approval number [3]
302448
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Not provided by the ethics committee
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Ethics committee name [4]
305457
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Western Sydney Local Health District Human Research Ethics Committee
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Ethics committee address [4]
305457
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Research Office, Level 2, REN Building Westmead Hospital, Hawkesbury & Darcy Roads, Westmead NSW 2145
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Ethics committee country [4]
305457
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Australia
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Date submitted for ethics approval [4]
305457
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17/10/2018
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Approval date [4]
305457
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18/02/2019
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Ethics approval number [4]
305457
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AU RED LNR/18/WMEAD/461
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Summary
Brief summary
The proposed research project will focus intervening in the prison-to-community transition period to improve post-release mental health and other outcomes. Our research will specifically test whether an early and individualised critical-time intervention for prisoners released into the community is feasible locally and whether it can, firstly, increase contact with community mental health services and, secondly, whether there is any consequent benefit for mental health status, functioning or reoffending. It will utilise a randomised controlled trial (RCT) design, with longitudinal multi-source follow-up to assess the feasibility and efficacy of a novel ‘critical-time’ intervention. The intervention is to be implemented during the prison-to-community transition period. As part of the intervention, the research team will identify prisoners entering custody who have severe mental illness, have committed relatively minor offences, and are likely to benefit from ongoing community mental health team input on release. The research team will identify the appropriate CMHT for the participant early in their custodial episode and make contact with the key worker. In collaboration with custodial mental health clinicians involved in treating the prisoner, we will develop an individualised care plan for each participant which will be forwarded to the Community Mental Health Team (CMHT) as part of the project. We will follow-up with the key worker and the participant to encourage ongoing community mental health engagement following the participant’s release from custody.
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Trial website
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Trial related presentations / publications
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Public notes
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Contacts
Principal investigator
Name
87762
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Prof Kimberlie Dean
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Address
87762
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Justice Health and Forensic Mental Health Network
Roundhouse, Long Bay complex
1300 Anzac Parade
Matraville
NSW 2036
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Country
87762
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Australia
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Phone
87762
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+61 2 9700 3854
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Fax
87762
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Email
87762
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[email protected]
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Contact person for public queries
Name
87763
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Christie Browne
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Address
87763
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Justice Health and Forensic Mental Health Network
Roundhouse, Long Bay complex
1300 Anzac Parade
Matraville
NSW 2036
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Country
87763
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Australia
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Phone
87763
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+61 2 9700 3830
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Fax
87763
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Email
87763
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[email protected]
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Contact person for scientific queries
Name
87764
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Kimberlie Dean
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Address
87764
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Justice Health and Forensic Mental Health Network
Roundhouse, Long Bay complex
1300 Anzac Parade
Matraville
NSW 2036
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Country
87764
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Australia
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Phone
87764
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+61 2 9700 3854
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Fax
87764
0
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Email
87764
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[email protected]
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Data sharing statement
Will individual participant data (IPD) for this trial be available (including data dictionaries)?
No
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No/undecided IPD sharing reason/comment
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What supporting documents are/will be available?
No Supporting Document Provided
Results publications and other study-related documents
Documents added manually
No documents have been uploaded by study researchers.
Documents added automatically
No additional documents have been identified.
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