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Trial registered on ANZCTR
Registration number
ACTRN12611000916943
Ethics application status
Approved
Date submitted
25/08/2011
Date registered
26/08/2011
Date last updated
2/12/2022
Date data sharing statement initially provided
17/09/2020
Date results provided
2/12/2022
Type of registration
Prospectively registered
Titles & IDs
Public title
Multicentre randomised controlled trial of minimally-invasive surfactant therapy in preterm infants 25-28 weeks gestation on continuous positive airway pressure
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Scientific title
Multicentre randomised controlled trial in preterm infants 25-28 weeks gestation on continuous positive airway pressure of the effect of minimally-invasive surfactant therapy in comparison to standard care (continuation of CPAP) on the incidence of the composite outcome of death or physiological BPD.
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Secondary ID [1]
259787
0
Nil
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Universal Trial Number (UTN)
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Trial acronym
OPTIMIST-A
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Neonatal respiratory distress syndrome
261372
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Bronchopulmonary dysplasia
261373
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Condition category
Condition code
Respiratory
259529
259529
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0
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Other respiratory disorders / diseases
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Reproductive Health and Childbirth
270823
270823
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0
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Complications of newborn
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
Minimally invasive surfactant therapy - delivery of exogenous surfactant to the lung via brief catheterisation of the trachea with an instillation catheter in a preterm infant who is being supported with continuous positive airway pressure (CPAP) via nasal prongs or mask. The poractant surfactant dose will be 200 mg/kg, administered over 15 - 30 seconds. Total duration of the procedure will be less than 5 minutes, followed by reinstitution of CPAP. Only a single dose will be given within the first 6 hours of life.
This intervention will be given throughout the course of the trial, which is expected to last 5 years.
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Intervention code [1]
264224
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Treatment: Drugs
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Intervention code [2]
269278
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Treatment: Devices
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Comparator / control treatment
Continued treatment with nasal CPAP delivered by prongs or mask. This is the standard control treatment. After randomisation, infants will receive a sham treatment from a treatment team not engaged in clinical care. This will not involve removal of prongs or discontinuation of CPAP but will require setting up intubation equipment, screening the baby, testing suction unit, repositioning of the baby and changing the baby's monitoring.
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Control group
Placebo
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Outcomes
Primary outcome [1]
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Composite outcome of death by 36 weeks or physiological bronchopulmonary dysplasia (BPD). Physiological BPD is assessed at 36 weeks post-menstrual age, and is defined as either need for respiratory support (intubation / CPAP / high flow nasal cannula > 2 L/min) or need for FiO2 >=0.3 or failure of a room air trial conducted at 36 weeks post-menstrual age. This will be assessed by the research nurse at each centre.
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Assessment method [1]
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Timepoint [1]
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36 weeks post-menstrual age
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Secondary outcome [1]
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Mortality
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Assessment method [1]
273563
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Timepoint [1]
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By 36 weeks post-menstrual age and throughout hospitalisation.
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Secondary outcome [2]
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Major morbidity, defined as one or more of BPD, grade III or IV intraventricular haemorrhage, periventricular leukomalacia or retinopathy of prematurity > stage 2. Screening for intraventricular haemorrhage, periventricular leukomalacia and retinopathy of prematurity will be performed as routine care, and the results taken from the medical record.
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Assessment method [2]
273564
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Timepoint [2]
273564
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During first hospitalisation
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Secondary outcome [3]
273565
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Pneumothorax, as documented in medical record.
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Assessment method [3]
273565
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Timepoint [3]
273565
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During first hospitalisation
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Secondary outcome [4]
273566
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Duration of respiratory support, defined as cumulative hours of all episodes of intubation, nasal CPAP and high flow nasal cannula oxygen (flow rate >= 2 litres/min). This information will be derived from medical record or unit database.
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Assessment method [4]
273566
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Timepoint [4]
273566
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During first hospitalisation
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Eligibility
Key inclusion criteria
1. Gestational age 25-28 completed weeks 2. Requiring CPAP with signs of early respiratory distress. 3. CPAP pressure of 5-8 cm H2O and FiO2 >=0.30. 4. Less than 6 hours of age. 5. Agreement of the Treating Physician in charge of the infant’s care. 6. Signed parental consent.
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Minimum age
0
Hours
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Maximum age
6
Hours
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Sex
Both males and females
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Can healthy volunteers participate?
No
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Key exclusion criteria
1. Previously intubated, or in imminent need of intubation because of respiratory distress, apnoea or persistent acidosis.
2. Congenital anomaly or condition that might adversely affect breathing.
3. Identifiable alternative cause for respiratory distress (e.g. congenital pneumonia or pulmonary hypoplasia).
4. Lack of availability of an OPTIMIST treatment team.
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Study design
Purpose of the study
Treatment
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Allocation to intervention
Randomised controlled trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
Preterm infants of gestation 25 weeks 0 days - 28 weeks 6 days who fulfill the entry criteria will be enrolled once written parental consent has been obtained by the treating clinicians. The infant will be randomised by the OPTIMIST Treatment Team, after handover of care from the treating clinicians. A web-based central randomisation program will allocate infants into “surfactant via MIST” and “standard care” groups, with an allocation ratio of 1:1. Twins and higher order multiples will be randomised independently.
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
The randomisation schedule and web-based service will be provided by the Clinical Epidemiology and Biostatistics Unit at the Murdoch Childrens Research Institute. The randomisation will be in randomly permuted blocks of variable length, stratified by study centre, and by gestational age. There will be two gestational age strata; 25-26 weeks and 27-28 weeks.
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Masking / blinding
Blinded (masking used)
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Who is / are masked / blinded?
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Intervention assignment
Parallel
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Other design features
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Phase
Not Applicable
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Type of endpoint/s
Efficacy
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Statistical methods / analysis
OPTIMIST-A statistical analysis plan uploaded on 3rd November 2020.
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Recruitment
Recruitment status
Stopped early
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Data analysis
Data collected is being analysed
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Reason for early stopping/withdrawal
Lack of funding/staff/facilities
Participant recruitment difficulties
Other reasons/comments
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Other reasons
COVID-19 forced many of our sites to cease recruitment for foreseeable future. Funding to cease from end of 2020.
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Date of first participant enrolment
Anticipated
21/11/2011
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Actual
16/12/2011
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Date of last participant enrolment
Anticipated
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Actual
20/03/2020
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Date of last data collection
Anticipated
31/08/2022
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Actual
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Sample size
Target
606
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Accrual to date
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Final
486
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Recruitment in Australia
Recruitment state(s)
ACT,QLD,TAS,VIC
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Recruitment hospital [1]
4591
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Royal Hobart Hospital - Hobart
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Recruitment hospital [2]
4592
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The Royal Women's Hospital - Parkville
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Recruitment hospital [3]
4593
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Monash Medical Centre - Clayton campus - Clayton
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Recruitment hospital [4]
4594
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Mercy Hospital for Women - Heidelberg
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Recruitment hospital [5]
17551
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The Canberra Hospital - Garran
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Recruitment hospital [6]
17552
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Royal Brisbane & Womens Hospital - Herston
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Recruitment postcode(s) [1]
12197
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7000 - Hobart
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Recruitment postcode(s) [2]
12198
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3052 - Parkville
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Recruitment postcode(s) [3]
12199
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3168 - Clayton
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Recruitment postcode(s) [4]
12200
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3081 - Heidelberg Rgh
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Recruitment postcode(s) [5]
31286
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2605 - Garran
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Recruitment postcode(s) [6]
31287
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4029 - Herston
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Recruitment outside Australia
Country [1]
7302
0
United States of America
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State/province [1]
7302
0
Illinois
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Country [2]
7303
0
New Zealand
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State/province [2]
7303
0
Auckland
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Country [3]
7304
0
United States of America
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State/province [3]
7304
0
Connecticut
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Country [4]
7305
0
United States of America
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State/province [4]
7305
0
Hawaii
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Country [5]
7306
0
United States of America
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State/province [5]
7306
0
California
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Country [6]
7307
0
United States of America
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State/province [6]
7307
0
New Jersey
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Country [7]
7308
0
United States of America
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State/province [7]
7308
0
West Virginia
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Country [8]
7309
0
Turkey
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State/province [8]
7309
0
Ankara
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Country [9]
7310
0
Turkey
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State/province [9]
7310
0
Bursa
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Country [10]
7311
0
Israel
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State/province [10]
7311
0
Tsfat
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Country [11]
7312
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Slovenia
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State/province [11]
7312
0
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Country [12]
7313
0
New Zealand
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State/province [12]
7313
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Otago
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Country [13]
22994
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Canada
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State/province [13]
22994
0
Edmonton
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Country [14]
22995
0
Qatar
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State/province [14]
22995
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Doha
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Funding & Sponsors
Funding source category [1]
264670
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Charities/Societies/Foundations
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Name [1]
264670
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Royal Hobart Hospital Research Foundation
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Address [1]
264670
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Royal Hobart Hospital
Liverpool St
Hobart
TAS 7000
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Country [1]
264670
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Australia
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Funding source category [2]
286253
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Government body
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Name [2]
286253
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National Health and Medical Research Council
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Address [2]
286253
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Canberra
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Country [2]
286253
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Australia
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Primary sponsor type
University
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Name
Menzies Institute of Medical Research University of Tasamania
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Address
Liverpool St
Hobart
TAS 7000
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Country
Australia
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Secondary sponsor category [1]
266570
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University
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Name [1]
266570
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University of Tasmania
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Address [1]
266570
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Sandy Bay
TAS 7005
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Country [1]
266570
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Australia
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Other collaborator category [1]
251875
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Hospital
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Name [1]
251875
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Royal Hobart Hospital
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Address [1]
251875
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Liverpool St
Hobart
TAS 7000
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Country [1]
251875
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Australia
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Other collaborator category [2]
252137
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Hospital
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Name [2]
252137
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Royal Women's Hospital
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Address [2]
252137
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Flemington Rd
Parkville
VIC 3052
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Country [2]
252137
0
Australia
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Ethics approval
Ethics application status
Approved
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Ethics committee name [1]
269555
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Tasmanian Human Research Ethics Committee
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Ethics committee address [1]
269555
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Office of Research Services University of Tasmania Private Bag 1 Hobart Tasmania 7001
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Ethics committee country [1]
269555
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Australia
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Date submitted for ethics approval [1]
269555
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Approval date [1]
269555
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06/06/2011
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Ethics approval number [1]
269555
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H11615
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Ethics committee name [2]
293819
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Royal Women's Hospital Research Committee
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Ethics committee address [2]
293819
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Flemington Road Parkville Victoria 3052
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Ethics committee country [2]
293819
0
Australia
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Date submitted for ethics approval [2]
293819
0
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Approval date [2]
293819
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17/08/2011
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Ethics approval number [2]
293819
0
11/39
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Ethics committee name [3]
293820
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Monash Health HREC B
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Ethics committee address [3]
293820
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Monash Health Monash Medical Centre 246 Clayton Road Clayton Victoria 3168
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Ethics committee country [3]
293820
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Australia
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Date submitted for ethics approval [3]
293820
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17/10/2013
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Approval date [3]
293820
0
23/12/2013
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Ethics approval number [3]
293820
0
13362B
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Ethics committee name [4]
293821
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Mercy Health Human Research Ethics Committee
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Ethics committee address [4]
293821
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Mercy Health Level 2, 12 Shelley St., Richmond Victoria 3121
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Ethics committee country [4]
293821
0
Australia
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Date submitted for ethics approval [4]
293821
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01/03/2013
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Approval date [4]
293821
0
31/03/2013
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Ethics approval number [4]
293821
0
R13/10
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Ethics committee name [5]
293822
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Auckland District Health Board Research Review Committee
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Ethics committee address [5]
293822
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Auckland City Hospital PB 92024 Grafton Auckland
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Ethics committee country [5]
293822
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New Zealand
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Date submitted for ethics approval [5]
293822
0
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Approval date [5]
293822
0
04/04/2014
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Ethics approval number [5]
293822
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13/NTB/126
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Ethics committee name [6]
293823
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NorthShore University HealthSystem First Friday Institutional Review Board
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Ethics committee address [6]
293823
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1001 University Place Evanston IL 60201
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Ethics committee country [6]
293823
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United States of America
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Date submitted for ethics approval [6]
293823
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12/07/2012
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Approval date [6]
293823
0
12/06/2013
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Ethics approval number [6]
293823
0
EH 13-047
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Ethics committee name [7]
293824
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The Cooper Health System Institutional Review Board
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Ethics committee address [7]
293824
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E&R Building rooms 128 and 288 401 Haddon Ave., Camden New Jersey 08103
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Ethics committee country [7]
293824
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United States of America
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Date submitted for ethics approval [7]
293824
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Approval date [7]
293824
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04/04/2015
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Ethics approval number [7]
293824
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RP# 13-033
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Ethics committee name [8]
293825
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Western Institutional Review Board
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Ethics committee address [8]
293825
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1019 39th Ave., SE Suite 120 Puyallup WA 98374-2115
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Ethics committee country [8]
293825
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United States of America
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Date submitted for ethics approval [8]
293825
0
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Approval date [8]
293825
0
06/10/2014
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Ethics approval number [8]
293825
0
1147151
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Ethics committee name [9]
293826
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Clinical Trials Department Ministry of Health
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Ethics committee address [9]
293826
0
PO B1176 Jerusalem 9101002
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Ethics committee country [9]
293826
0
Israel
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Date submitted for ethics approval [9]
293826
0
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Approval date [9]
293826
0
20/11/2014
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Ethics approval number [9]
293826
0
20140110
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Summary
Brief summary
Does administration of exogenous surfactant using a minimally-invasive technique improve outcome in preterm infants 25-28 weeks gestation treated with continuous positive airway pressure (CPAP)? A multicentre, randomised, masked, controlled trial will be conducted in inborn preterm infants 25-28 weeks gestation, aged less than 6 hours, requiring CPAP because of respiratory distress, with an FiO2 of >=0.3 and CPAP pressure 5-8. Infants randomised to surfactant treatment will receive 200 mg/kg of poractant alfa (Curosurf) administered under direct laryngoscopy using a surfactant instillation catheter, followed by reinstitution of CPAP. Controls will continue on CPAP. The intervention will be masked from the clinical team. Care thereafter will be as per usual in both groups, other than the requirement to adhere to intubation criteria. The primary outcome will be incidence of death or BPD. Secondary outcomes will include incidence of death, major neonatal morbidities (BPD, intraventricular haemorrhage, periventricular leukomalacia, retinopathy of prematurity, necrotising enterocolitis), pneumothorax and patent ductus arteriosus; need for intubation and surfactant therapy; durations of mechanical respiratory support, intubation, CPAP, intubation and CPAP, high flow nasal cannula (HFNC), oxygen therapy, intensive care stay and hospitalisation; hospitalisation cost; applicability and safety of the MIST procedure; and outcome at 2 years. The sample size will be 303/group, allowing detection of a 33% difference in the primary outcome with 90% power. The trial commenced at Royal Hobart Hospital December 2011 and Royal Women's Hospital during 2012, and will ultimately be conducted over 7 years in multiple centres nationally and overseas. Followup: at 2 years corrected age, parents of each infant will complete a brief health assessment and a validated child development assessment (PARCA-R, Dev Med Child Neurol 2004;46:389–97) administered as a web-based questionnaire located on a secure server. No identifying details will be revealed in the completion of the questionnaire. Health information to be collected will include duration of oxygen therapy at home, details of hospitalisations in the first 2 years (age, duration and classification of illness [respiratory/non-respiratory]), whether immunized against respiratory syncytial virus and influenza, family history of asthma, details of respiratory symptoms (respiratory distress and wheezing) and medications, details of feeding, vision and hearing capabilities, and presence and severity of motor problems. The PARCA-R questionnaire will seek information on the child’s development and speech.
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Trial website
http://www.menzies.utas.edu.au/optimist-trials
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Trial related presentations / publications
Dargaville PA, Aiyappan A, De Paoli AG, et al. Minimally-invasive surfactant therapy in preterm infants on continuous positive airway pressure. Arch Dis Child Fetal Neonatal Ed 2012; doi: 10.1136/archdischild-2011-301314 Dargaville PA, Aiyappan A, Cornelius A, et al. Preliminary evaluation of a new technique of minimally invasive surfactant therapy. Arch Dis Child Fetal Neonatal Ed 2011;96:F243-F248. Dargaville PA, Aiyappan A, De Paoli AG, et al. CPAP failure in preterm infants defines a group at high risk of adverse outcome. PAS abstract 2011; 752879 Dargaville PA. Innovation in Surfactant Therapy I: Surfactant Lavage and Surfactant Administration by Fluid Bolus Using Minimally Invasive Techniques. Neonatology 2012;101: 326-336
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Public notes
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Contacts
Principal investigator
Name
32346
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Prof Peter Dargaville
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Address
32346
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Royal Hobart Hospital
Liverpool Street
Hobart
Tasmania
7000
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Country
32346
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Australia
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Phone
32346
0
+61 3 61667546
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Fax
32346
0
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Email
32346
0
[email protected]
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Contact person for public queries
Name
15593
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Peter Dargaville
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Address
15593
0
Royal Hobart Hospital
Liverpool St
Hobart
TAS 7000
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Country
15593
0
Australia
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Phone
15593
0
+61 3 61667546
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Fax
15593
0
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Email
15593
0
[email protected]
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Contact person for scientific queries
Name
6521
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Peter Dargaville
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Address
6521
0
Royal Hobart Hospital
Liverpool St
Hobart
TAS 7000
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Country
6521
0
Australia
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Phone
6521
0
+61 3 61667546
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Fax
6521
0
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Email
6521
0
[email protected]
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Data sharing statement
Will individual participant data (IPD) for this trial be available (including data dictionaries)?
No
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No/undecided IPD sharing reason/comment
Not yet agreed by Trial Steering Committee
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What supporting documents are/will be available?
No Supporting Document Provided
Doc. No.
Type
Citation
Link
Email
Other Details
Attachment
11937
Statistical analysis plan
336668-(Uploaded-03-11-2020-20-31-08)-Study-related document.pdf
11938
Study protocol
https://bmcpediatr.biomedcentral.com/track/pdf/10.1186/1471-2431-14-213.pdf
17771
Statistical analysis plan
Statistical analysis plan for the OPTIMIST-2 study...
[
More Details
]
336668-(Uploaded-25-11-2022-11-04-44)-Study-related document.pdf
Results publications and other study-related documents
Documents added manually
No documents have been uploaded by study researchers.
Documents added automatically
Source
Title
Year of Publication
DOI
Dimensions AI
The OPTIMIST-A trial: evaluation of minimally-invasive surfactant therapy in preterm infants 25–28 weeks gestation
2014
https://doi.org/10.1186/1471-2431-14-213
Embase
Effect of Minimally Invasive Surfactant Therapy vs Sham Treatment on Death or Bronchopulmonary Dysplasia in Preterm Infants with Respiratory Distress Syndrome: The OPTIMIST-A Randomized Clinical Trial.
2021
https://dx.doi.org/10.1001/jama.2021.21892
Embase
Success of blinding a procedural intervention in a randomised controlled trial in preterm infants receiving respiratory support.
2023
https://dx.doi.org/10.1177/17407745231171647
Dimensions AI
Two-Year Outcomes After Minimally Invasive Surfactant Therapy in Preterm Infants
2023
https://doi.org/10.1001/jama.2023.15694
N.B. These documents automatically identified may not have been verified by the study sponsor.
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